SFC Licences of JHANG Sin-Lun 張心倫
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| ABCI Securities Company Limited 農銀國際證券有限公司 | RE | 4 | 31 May 2019 | 28 January 2022 |
| ABCI Securities Company Limited 農銀國際證券有限公司 | RE | 1 | 31 May 2019 | 28 January 2022 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 15 June 2018 | 12 May 2019 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | 12 May 2019 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 24 October 2016 | 12 May 2019 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 22 September 2015 | 02 October 2017 |
| KGI Wealth Management Limited 凱基財富管理有限公司 | RE | 1 | 22 September 2015 | 02 October 2017 |
| orientiert XYZ Securities Limited | RE | 1 | 27 June 2012 | 10 January 2015 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 1 | 06 July 2009 | 22 May 2012 |