SFC Licences of YEH Richard 叶霖

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 4 30 July 2015 07 July 2018
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 30 July 2015 07 July 2018
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 06 July 2009 26 June 2015