SFC Licences of YEH Richard 叶霖
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 4 | 30 July 2015 | 07 July 2018 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 30 July 2015 | 07 July 2018 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 4 | 06 July 2009 | 26 June 2015 |