SFC Licences of PANG Nicholaus Lee 彭俊豪
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Fulbright Futures Limited 富昌期貨有限公司 | RE | 2 | 08 August 2017 | 30 December 2021 |
| Fulbright Securities Limited 富昌證券有限公司 | RE | 1 | 08 August 2017 | 30 December 2021 |
| Formax Securities Limited 福億證券有限公司 | RE | 1 | 24 August 2015 | 18 March 2016 |
| South China Commodities Limited 南華期貨有限公司 | RE | 2 | 26 April 2012 | 05 August 2015 |
| South China Securities Limited 南華證券投資有限公司 | RE | 1 | 26 April 2012 | 05 August 2015 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 06 July 2009 | 06 May 2011 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 06 July 2009 | 06 May 2011 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 06 July 2009 | 06 May 2011 |