SFC Licences of LI Siu Pan, Vincent 李肇斌
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| FIL Investment Advisors | RE | 9 | 08 September 2014 | |
| FIL Investment Advisors | RE | 4 | 08 September 2014 | |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 | RE | 9 | 08 September 2014 | |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 | RE | 4 | 08 September 2014 | |
| Nomura Securities (Hong Kong) Limited | RE | 2 | 11 October 2010 | 17 February 2012 |
| Nomura Securities (Hong Kong) Limited | RE | 1 | 11 October 2010 | 17 February 2012 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 11 October 2010 | 17 February 2012 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 11 October 2010 | 17 February 2012 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 5 | 10 July 2009 | 29 March 2014 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 10 July 2009 | 29 March 2014 |