SFC Licences of TAN Ka Choi, Jonathan 陳嘉才
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China Galaxy International Futures (Hong Kong) Co., Limited 中國銀河國際期貨(香港)有限公司 | RE | 2 | 15 August 2019 | |
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 | RE | 1 | 15 August 2019 | |
RHB Futures Hong Kong Limited 興業金融期貨有限公司 | RE | 2 | 04 March 2016 | 10 August 2019 |
RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 04 March 2016 | 10 August 2019 |
Chief Securities Limited 致富證券有限公司 | RE | 1 | 19 January 2011 | 09 March 2011 |
Chief Commodities Limited 致富期貨商品有限公司 | RE | 2 | 19 January 2011 | 09 March 2011 |
RHB Futures Hong Kong Limited 興業金融期貨有限公司 | RE | 2 | 10 August 2009 | 31 December 2010 |
RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 06 July 2009 | 31 December 2010 |