SFC Licences of DU Liying 杜麗瑩

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Robeco Hong Kong Limited RO 9 12 August 2022
Robeco Hong Kong Limited RE 9 16 September 2013 12 August 2022
Robeco Hong Kong Limited RE 4 16 September 2013
Robeco Hong Kong Limited RE 1 16 September 2013
Merrill Lynch (Asia Pacific) Limited RE 4 08 April 2010 12 September 2013
Merrill Lynch (Asia Pacific) Limited RE 1 13 July 2009 12 September 2013