SFC Licences of DU Liying 杜麗瑩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Robeco Hong Kong Limited | RO | 9 | 12 August 2022 | |
Robeco Hong Kong Limited | RE | 9 | 16 September 2013 | 12 August 2022 |
Robeco Hong Kong Limited | RE | 4 | 16 September 2013 | |
Robeco Hong Kong Limited | RE | 1 | 16 September 2013 | |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 08 April 2010 | 12 September 2013 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 13 July 2009 | 12 September 2013 |