SFC Licences of SHU Mei 舒梅
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Leo Capital Corp (Hong Kong) Limited | RE | 9 | 21 May 2021 | 07 November 2021 |
Leo Capital Corp (Hong Kong) Limited | RE | 4 | 21 May 2021 | 07 November 2021 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 01 September 2011 | 03 October 2019 |
Natixis Asia Limited | RE | 4 | 29 June 2011 | 02 August 2011 |
Natixis Asia Limited | RE | 1 | 29 June 2011 | 02 August 2011 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 9 | 09 July 2009 | 04 March 2011 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 09 July 2009 | 04 March 2011 |