SFC Licences of SHU Mei 舒梅

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Leo Capital Corp (Hong Kong) Limited RE 9 21 May 2021 07 November 2021
Leo Capital Corp (Hong Kong) Limited RE 4 21 May 2021 07 November 2021
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 01 September 2011 03 October 2019
Natixis Asia Limited RE 4 29 June 2011 02 August 2011
Natixis Asia Limited RE 1 29 June 2011 02 August 2011
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 9 09 July 2009 04 March 2011
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 09 July 2009 04 March 2011