SFC Licences of YOSHIDA Tamiki
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RE | 1 | 10 March 2016 | 18 March 2016 |
| UBS Securities Asia Limited | RE | 1 | 21 August 2015 | 26 August 2015 |
| UBS Securities Asia Limited | RE | 1 | 15 July 2009 | 20 November 2014 |