SFC Licences of SHI Ruichao 施瑞超
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Legend Arb Advisors Limited 利臻投資顧問有限公司 | RO | 9 | 10 January 2024 | |
Legend Arb Advisors Limited 利臻投資顧問有限公司 | RO | 5 | 10 January 2024 | |
Legend Arb Advisors Limited 利臻投資顧問有限公司 | RO | 4 | 10 January 2024 | |
Legend Arb Advisors Limited 利臻投資顧問有限公司 | RE | 9 | 24 November 2023 | 10 January 2024 |
Legend Arb Advisors Limited 利臻投資顧問有限公司 | RE | 5 | 24 November 2023 | 10 January 2024 |
Legend Arb Advisors Limited 利臻投資顧問有限公司 | RE | 4 | 24 November 2023 | 10 January 2024 |
Legend Arb Advisors Limited 利臻投資顧問有限公司 | RO | 9 | 08 September 2020 | 08 April 2022 |
Legend Arb Advisors Limited 利臻投資顧問有限公司 | RO | 5 | 08 September 2020 | 08 April 2022 |
Legend Arb Advisors Limited 利臻投資顧問有限公司 | RO | 4 | 08 September 2020 | 08 April 2022 |
Legend Arb Advisors Limited 利臻投資顧問有限公司 | RE | 5 | 03 October 2019 | 08 September 2020 |
Legend Arb Advisors Limited 利臻投資顧問有限公司 | RE | 4 | 03 October 2019 | 08 September 2020 |
Legend Arb Advisors Limited 利臻投資顧問有限公司 | RE | 9 | 18 September 2018 | 08 September 2020 |
LT Securities Limited 利通證券有限公司 | RE | 1 | 15 February 2012 | 11 August 2013 |
LT Securities Limited 利通證券有限公司 | RE | 2 | 01 November 2011 | 11 August 2013 |
All Options Hong Kong Limited | RE | 2 | 09 November 2009 | 31 December 2010 |
All Options Hong Kong Limited | RE | 1 | 09 November 2009 | 31 December 2010 |
Rabo Brokerage HK Limited 荷合證券香港有限公司 | RE | 1 | 06 July 2009 | 01 October 2009 |