SFC Licences of KUO Chen-feng 郭振鋒
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 08 October 2021 | |
Morgan Stanley Hong Kong Securities Limited | RE | 2 | 26 November 2013 | 23 July 2021 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 26 April 2010 | 05 September 2013 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 31 July 2009 | 23 July 2021 |