SFC Licences of KUO Chen-feng 郭振鋒

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 08 October 2021
Morgan Stanley Hong Kong Securities Limited RE 2 26 November 2013 23 July 2021
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 7 26 April 2010 05 September 2013
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 31 July 2009 23 July 2021