SFC Licences of SHEN Chong 沈翀

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司	RO	9	18 June 2020
Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司	RO	4	18 June 2020
Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司	RE	9	19 May 2020	18 June 2020
BC Global Asset Management Limited 拔萃國際資產管理有限公司	RE	9	21 October 2019	12 March 2020
BC Global Asset Management Limited 拔萃國際資產管理有限公司	RE	9	17 September 2018	02 January 2019
BC Global Asset Management Limited 拔萃國際資產管理有限公司	RE	4	17 September 2018	02 January 2019
BC Global Asset Management Limited 拔萃國際資產管理有限公司	RE	1	23 August 2018	02 January 2019
Ping An of China Capital (Hong Kong) Company Limited 中國平安資本(香港)有限公司	RO	6	06 February 2018	24 March 2018
Ping An of China Securities (Hong Kong) Company Limited 中國平安証券(香港)有限公司	RE	1	12 April 2017	24 March 2018
Ping An of China Capital (Hong Kong) Company Limited 中國平安資本(香港)有限公司	RE	6	12 April 2017	06 February 2018
Huarong International Securities Limited 華融國際證券有限公司	RE	1	31 December 2016	31 December 2016
Huarong International Securities Limited 華融國際證券有限公司	RO	1	22 November 2016	31 December 2016
Huarong International Capital Limited 華融國際融資有限公司	RE	6	12 July 2016	31 December 2016
Huarong International Capital Limited 華融國際融資有限公司	RE	1	12 July 2016	31 December 2016
Huarong International Securities Limited 華融國際證券有限公司	RE	1	04 February 2016	22 November 2016
Huarong International Securities Limited 華融國際證券有限公司	RE	6	04 February 2016	11 July 2016
BOCI Asia Limited 中銀國際亞洲有限公司	RE	6	02 August 2013	09 November 2015
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	6	08 July 2009	09 December 2012
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	4	08 July 2009	09 December 2012
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	1	08 July 2009	09 December 2012