SFC Licences of CHAN David Hantang 陳漢唐
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Nuveen Hong Kong Limited | RE | 4 | 12 November 2021 | |
Nuveen Hong Kong Limited | RE | 1 | 12 November 2021 | |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 06 July 2009 | 04 October 2010 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 06 July 2009 | 04 October 2010 |