SFC Licences of CHAN David Hantang 陳漢唐

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Nuveen Hong Kong Limited RE 4 12 November 2021
Nuveen Hong Kong Limited RE 1 12 November 2021
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 06 July 2009 04 October 2010
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 6 06 July 2009 04 October 2010