SFC Licences of ASHWORTH Simon Henry Charles
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 06 March 2017 | 04 June 2018 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 06 March 2017 | 04 June 2018 |
Morgan Stanley Hong Kong Securities Limited | RE | 7 | 24 July 2013 | 01 September 2015 |
Morgan Stanley Hong Kong Securities Limited | RE | 2 | 06 December 2010 | 01 September 2015 |
Morgan Stanley Hong Kong Securities Limited | RE | 1 | 08 July 2009 | 01 September 2015 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 08 July 2009 | 01 September 2015 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 08 July 2009 | 24 July 2013 |
Morgan Stanley Hong Kong Futures Limited | RE | 7 | 08 July 2009 | 06 December 2010 |
Morgan Stanley Hong Kong Futures Limited | RE | 2 | 08 July 2009 | 06 December 2010 |