SFC Licences of DE WITT Robert N
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 2 | 11 June 2010 | 16 December 2016 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 11 June 2010 | 16 December 2016 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 15 July 2009 | 22 April 2010 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 15 July 2009 | 22 April 2010 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 15 July 2009 | 22 April 2010 |