SFC Licences of LI Hanting 李涵汀
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | RE | 6 | 08 August 2017 | 04 March 2024 |
| Merrill Lynch Far East Limited | RE | 4 | 08 August 2017 | 04 March 2024 |
| Merrill Lynch Far East Limited | RE | 1 | 08 August 2017 | 04 March 2024 |
| Merrill Lynch (Asia Pacific) Limited | RE | 6 | 08 August 2017 | |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 08 August 2017 | |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 08 August 2017 | |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 6 | 30 September 2016 | 04 August 2017 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 13 July 2009 | 24 June 2016 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 13 July 2009 | 24 June 2016 |