SFC Licences of NG Kwai Yee 吳桂儀
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Taiping Securities (HK) Co Limited 太平証券(香港)有限公司 | RE | 1 | 03 June 2021 | 02 May 2023 |
| Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 | RE | 4 | 19 June 2015 | 29 March 2021 |
| Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 | RE | 9 | 17 April 2015 | 29 March 2021 |
| Taiping Securities (HK) Co Limited 太平証券(香港)有限公司 | RE | 1 | 17 April 2015 | 15 July 2020 |
| Evergrande Futures (Hong Kong) Limited 恒大期貨(香港)有限公司 | RE | 5 | 26 July 2011 | 07 March 2015 |
| Evergrande Futures (Hong Kong) Limited 恒大期貨(香港)有限公司 | RE | 2 | 26 July 2011 | 07 March 2015 |
| Evergrande Securities (Hong Kong) Limited 恒大證券(香港)有限公司 | RE | 4 | 26 July 2011 | 07 March 2015 |
| Evergrande Securities (Hong Kong) Limited 恒大證券(香港)有限公司 | RE | 1 | 26 July 2011 | 07 March 2015 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 07 July 2009 | 22 April 2011 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 07 July 2009 | 22 April 2011 |