SFC Licences of MONTANARI Marco

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
HSBC Investment Funds (Hong Kong) Limited RO 9 22 September 2022
HSBC Investment Funds (Hong Kong) Limited RO 4 22 September 2022
HSBC Investment Funds (Hong Kong) Limited RO 1 22 September 2022
HSBC Global Asset Management (Hong Kong) Limited RO 9 22 September 2022
HSBC Global Asset Management (Hong Kong) Limited RO 4 22 September 2022
HSBC Global Asset Management (Hong Kong) Limited RO 1 22 September 2022
HSBC Investment Funds (Hong Kong) Limited RE 9 04 February 2022 22 September 2022
HSBC Investment Funds (Hong Kong) Limited RE 4 04 February 2022 22 September 2022
HSBC Investment Funds (Hong Kong) Limited RE 1 04 February 2022 22 September 2022
HSBC Global Asset Management (Hong Kong) Limited RE 9 04 February 2022 22 September 2022
HSBC Global Asset Management (Hong Kong) Limited RE 4 04 February 2022 22 September 2022
HSBC Global Asset Management (Hong Kong) Limited RE 1 04 February 2022 22 September 2022
DWS Investments Hong Kong Limited 德意志投資香港有限公司 RO 9 13 August 2019 30 September 2021
DWS Investments Hong Kong Limited 德意志投資香港有限公司 RO 4 13 July 2017 30 September 2021
DWS Investments Hong Kong Limited 德意志投資香港有限公司 RO 1 13 July 2017 30 September 2021
DWS Investments Hong Kong Limited 德意志投資香港有限公司 RE 4 31 March 2017 13 July 2017
DWS Investments Hong Kong Limited 德意志投資香港有限公司 RE 1 31 March 2017 13 July 2017
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 4 08 July 2009 01 February 2013
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 1 08 July 2009 01 February 2013