SFC Licences of YOKOI Naomi
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 4 | 29 August 2011 | 16 September 2015 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 4 | 30 August 2010 | 30 September 2010 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 4 | 13 July 2009 | 12 August 2009 |