SFC Licences of YAMASHITA Yuichi 山下裕一
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Millennium Capital Management (Hong Kong) Limited | RE | 9 | 01 March 2019 | 12 March 2024 |
| Morgan Stanley Hong Kong Securities Limited | RE | 7 | 24 July 2013 | 30 November 2018 |
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 19 November 2012 | 30 November 2018 |
| Morgan Stanley Hong Kong Securities Limited | RE | 1 | 19 November 2012 | 30 November 2018 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 19 November 2012 | 30 November 2018 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 19 November 2012 | 24 July 2013 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 10 August 2009 | 07 August 2012 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 2 | 10 August 2009 | 07 August 2012 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 7 | 10 August 2009 | 07 August 2012 |