SFC Licences of FINCH Philip Julian Magnus
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RE | 4 | 11 January 2019 | 16 January 2019 |
| UBS Securities Asia Limited | RE | 4 | 13 August 2018 | 17 August 2018 |
| UBS Securities Asia Limited | RE | 4 | 22 January 2018 | 24 January 2018 |
| UBS Securities Asia Limited | RE | 4 | 22 July 2009 | 19 March 2016 |