SFC Licences of HUANG Yu 黃宇

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
SBI E2-Capital Securities Limited 軟庫金匯證券有限公司	RO	4	15 March 2021	29 December 2023
SBI E2-Capital Securities Limited 軟庫金匯證券有限公司	RO	1	04 August 2020	29 December 2023
SBI E2-Capital Securities Limited 軟庫金匯證券有限公司	RO	2	04 August 2020	09 January 2023
Vantum Asset Management Limited 雋一資產管理有限公司	RE	4	12 February 2020	01 September 2020
SBI E2-Capital Securities Limited 軟庫金匯證券有限公司	RE	2	15 October 2018	04 August 2020
SBI E2-Capital Securities Limited 軟庫金匯證券有限公司	RE	1	21 September 2018	04 August 2020
HK Monkey Securities Limited 金猴證券有限公司	RE	9	29 May 2018	31 August 2018
HK Monkey Securities Limited 金猴證券有限公司	RE	1	07 May 2018	31 August 2018
Magpie Securities Limited 喜鵲證券有限公司	RE	4	14 November 2017	25 March 2018
Magpie Securities Limited 喜鵲證券有限公司	RE	1	14 November 2017	25 March 2018
UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司	RE	2	26 January 2017	19 April 2017
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司	RE	1	26 January 2017	19 April 2017
Arta Global Markets Limited 裕承環球巿場有限公司	RE	1	09 January 2017	17 January 2017
Arta Global Futures Limited 裕承環球期貨有限公司	RE	2	09 January 2017	17 January 2017
Kaiser Futures Limited 嘉信期貨有限公司	RE	2	02 November 2016	07 December 2016
Kaiser Securities Limited 嘉信証券有限公司	RE	1	02 November 2016	07 December 2016
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司	RE	2	12 February 2016	15 October 2016
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司	RE	1	12 February 2016	15 October 2016
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司	RE	2	10 July 2009	11 November 2015
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司	RE	1	10 July 2009	11 November 2015