SFC Licences of SHEN Peng 沈鵬
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Dymon Asia Capital (HK) Limited | RE | 9 | 26 June 2020 | |
| Nine Masts Capital Limited 天元資本有限公司 | RE | 9 | 02 May 2017 | 05 June 2020 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RE | 1 | 04 August 2014 | 16 March 2017 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 2 | 04 August 2014 | 16 March 2017 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 04 August 2014 | 16 March 2017 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 09 July 2009 | 26 June 2010 |