SFC Licences of SHEN Peng 沈鵬

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Dymon Asia Capital (HK) Limited
RE 9 26 June 2020
Nine Masts Capital Limited 天元資本有限公司
RE 9 02 May 2017 05 June 2020
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司
RE 1, 2 04 August 2014 16 March 2017
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司
RE 1 04 August 2014 16 March 2017
SG Securities (HK) Limited 法國興業證券(香港)有限公司
RE 1 09 July 2009 26 June 2010