SFC Licences of LIU Wing Sze 廖穎思
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 | RE | 9 | 24 February 2011 | 15 August 2014 |
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 | RE | 4 | 24 February 2011 | 15 August 2014 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 | RE | 4 | 14 July 2009 | 17 January 2011 |