SFC Licences of DIAO Roy Wei-Chien
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Schroder Investment Management (Hong Kong) Limited | RE | 4 | 13 February 2019 | |
| Schroder Investment Management (Hong Kong) Limited | RE | 1 | 13 February 2019 | |
| BNP PARIBAS ASSET MANAGEMENT ASIA Limited 法國巴黎資產管理亞洲有限公司 | RE | 4 | 14 September 2010 | 14 October 2010 |
| BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 | RE | 1 | 13 July 2009 | 13 August 2009 |
| BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 | RE | 4 | 13 July 2009 | 13 August 2009 |