SFC Licences of CHAN Chung Kam 陳宗淦

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Topaz Financial Group Limited 瑭明金融集團有限公司 RE 4 05 September 2023
Topaz Financial Group Limited 瑭明金融集團有限公司 RE 1 05 September 2023
Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 RE 4 24 February 2022 08 June 2023
Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 RE 1 24 February 2022 08 June 2023
Wanhai Securities (HK) Limited 萬海證券(香港)有限公司 RE 4 27 April 2012 01 May 2014
Wanhai Securities (HK) Limited 萬海證券(香港)有限公司 RE 1 27 April 2012 01 May 2014
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 1 10 July 2009 23 March 2012