SFC Licences of CHAN Chung Kam 陳宗淦
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Topaz Financial Group Limited 瑭明金融集團有限公司 | RE | 4 | 05 September 2023 | |
Topaz Financial Group Limited 瑭明金融集團有限公司 | RE | 1 | 05 September 2023 | |
Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 | RE | 4 | 24 February 2022 | 08 June 2023 |
Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 | RE | 1 | 24 February 2022 | 08 June 2023 |
Wanhai Securities (HK) Limited 萬海證券(香港)有限公司 | RE | 4 | 27 April 2012 | 01 May 2014 |
Wanhai Securities (HK) Limited 萬海證券(香港)有限公司 | RE | 1 | 27 April 2012 | 01 May 2014 |
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 1 | 10 July 2009 | 23 March 2012 |