SFC Licences of JIANG Xuxiao 江旭晓
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Q Fund Management (Hong Kong) Limited 前方基金管理有限公司 | RO | 9 | 01 June 2017 | |
| Q Fund Management (Hong Kong) Limited 前方基金管理有限公司 | RE | 9 | 27 April 2017 | 01 June 2017 |
| Pine River Capital Management (HK) Limited | RO | 9 | 15 December 2015 | 28 February 2017 |
| Pine River Capital Management (HK) Limited | RE | 9 | 04 October 2012 | 15 December 2015 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 03 July 2012 | 01 September 2012 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 02 September 2009 | 01 September 2012 |