SFC Licences of YUEN Tsz Lung 袁子龍
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 | RE | 2 | 10 April 2019 | 01 October 2019 |
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 10 April 2019 | 01 October 2019 |
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 4 | 24 November 2017 | 22 June 2018 |
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 | RE | 2 | 22 February 2011 | 22 June 2018 |
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 22 February 2011 | 22 June 2018 |
OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 1 | 03 June 2010 | 04 October 2010 |
OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 4 | 13 July 2009 | 03 June 2010 |