SFC Licences of TAM Ka Yun 譚家潤
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Merrill Lynch Far East Limited | RE | 2 | 02 September 2013 | |
Merrill Lynch Far East Limited | RE | 1 | 02 September 2013 | |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 02 September 2013 | |
Morgan Stanley Hong Kong Securities Limited | RE | 7 | 24 July 2013 | 31 July 2013 |
Morgan Stanley Hong Kong Securities Limited | RE | 2 | 29 June 2011 | 31 July 2013 |
Morgan Stanley Hong Kong Securities Limited | RE | 1 | 29 June 2011 | 31 July 2013 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 29 June 2011 | 31 July 2013 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 29 June 2011 | 24 July 2013 |
All Options Hong Kong Limited | RE | 2 | 17 June 2010 | 31 December 2010 |
All Options Hong Kong Limited | RE | 1 | 17 June 2010 | 31 December 2010 |
All Options Asia Limited | RE | 2 | 17 June 2010 | 31 December 2010 |
All Options Asia Limited | RE | 1 | 17 June 2010 | 31 December 2010 |
IMC Asia Pacific Limited | RE | 2 | 13 July 2009 | 01 March 2010 |
IMC Asia Pacific Limited | RE | 1 | 13 July 2009 | 01 March 2010 |