Licences of SFC licenceholder ATI412 TAM Ka Yun 譚家潤

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Merrill Lynch (Asia Pacific) Limited
Merrill Lynch Far East Limited
RE 1 02 September 2013
Morgan Stanley Hong Kong Securities Limited
RE 7 24 July 2013 31 July 2013
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司
Morgan Stanley Hong Kong Securities Limited
RE 1 29 June 2011 31 July 2013
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司
RE 7 29 June 2011 24 July 2013
All Options Asia Limited
All Options Hong Kong Limited
RE 1, 2 17 June 2010 31 December 2010
IMC Asia Pacific Limited
RE 1, 2 13 July 2009 01 March 2010