SFC Licences of CHAN Kwok Kay 陳國基
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | 02 February 2019 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 24 June 2016 | 02 February 2019 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 24 June 2016 | 02 October 2017 |
| South China Commodities Limited 南華期貨有限公司 | RE | 2 | 27 March 2012 | 26 August 2014 |
| South China Securities Limited 南華證券投資有限公司 | RE | 1 | 27 March 2012 | 26 August 2014 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 13 July 2009 | 13 October 2009 |