SFC Licences of GASQUERES Eric Yuya Francis

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Merrill Lynch Far East Limited RE 2 30 January 2024 02 February 2024
Merrill Lynch Far East Limited RE 1 30 January 2024 02 February 2024
Merrill Lynch Far East Limited RE 2 03 February 2023 17 February 2023
Merrill Lynch Far East Limited RE 1 03 February 2023 17 February 2023
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RE 2 13 April 2018 20 April 2018
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 13 April 2018 20 April 2018
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RE 2 01 December 2017 08 December 2017
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 01 December 2017 08 December 2017
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RE 2 01 June 2017 09 June 2017
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 01 June 2017 09 June 2017
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 13 June 2016 17 June 2016
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 RE 2 13 June 2016 17 June 2016
UBS Securities Asia Limited RE 2 16 July 2009 14 May 2011
UBS Securities Asia Limited RE 1 16 July 2009 14 May 2011