SFC Licences of GASQUERES Eric Yuya Francis
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Merrill Lynch Far East Limited | RE | 2 | 30 January 2024 | 02 February 2024 |
Merrill Lynch Far East Limited | RE | 1 | 30 January 2024 | 02 February 2024 |
Merrill Lynch Far East Limited | RE | 2 | 03 February 2023 | 17 February 2023 |
Merrill Lynch Far East Limited | RE | 1 | 03 February 2023 | 17 February 2023 |
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 2 | 13 April 2018 | 20 April 2018 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 13 April 2018 | 20 April 2018 |
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 2 | 01 December 2017 | 08 December 2017 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 01 December 2017 | 08 December 2017 |
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 2 | 01 June 2017 | 09 June 2017 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 01 June 2017 | 09 June 2017 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 13 June 2016 | 17 June 2016 |
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 13 June 2016 | 17 June 2016 |
UBS Securities Asia Limited | RE | 2 | 16 July 2009 | 14 May 2011 |
UBS Securities Asia Limited | RE | 1 | 16 July 2009 | 14 May 2011 |