SFC Licences of KELT Simon Edward Albert
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Meraki Global Advisors (HK) Limited | RE | 2 | 30 March 2023 | |
| Meraki Global Advisors (HK) Limited | RE | 1 | 30 March 2023 | |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 | RE | 1 | 27 July 2016 | 25 July 2020 |
| Sunrise Brokers (Hong Kong) Limited | RE | 1 | 25 February 2015 | 02 June 2016 |
| Mirabaud (Asia) Limited | RE | 4 | 15 July 2009 | 30 September 2010 |
| Mirabaud (Asia) Limited | RE | 1 | 15 July 2009 | 30 September 2010 |