SFC Licences of NG Yin 吳燕
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 14 July 2009 | 07 December 2009 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 14 July 2009 | 07 December 2009 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 14 July 2009 | 07 December 2009 |