SFC Licences of LIU Mei Shan, Esther 廖美珊
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| S&P Global Ratings Hong Kong Limited | RE | 10 | 05 May 2015 | |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 4 | 14 May 2010 | 29 June 2012 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 4 | 20 July 2009 | 01 May 2010 |