SFC Licences of LO Kong Kin 盧剛建

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司 RE 4 06 June 2018 31 December 2018
Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司 RE 1 06 June 2018 31 December 2018
Wilson Securities Limited 滙生證券有限公司 RE 4 28 May 2014 31 May 2016
Wilson Securities Limited 滙生證券有限公司 RE 1 28 May 2014 31 May 2016
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 4 20 August 2009 11 May 2014
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 20 August 2009 11 May 2014