SFC Licences of LO Kong Kin 盧剛建
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司 | RE | 4 | 06 June 2018 | 31 December 2018 |
Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司 | RE | 1 | 06 June 2018 | 31 December 2018 |
Wilson Securities Limited 滙生證券有限公司 | RE | 4 | 28 May 2014 | 31 May 2016 |
Wilson Securities Limited 滙生證券有限公司 | RE | 1 | 28 May 2014 | 31 May 2016 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 4 | 20 August 2009 | 11 May 2014 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 20 August 2009 | 11 May 2014 |