SFC Licences of TAPLEY Kevin Thomas
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CLSA Futures Limited 里昂期貨有限公司 | RE | 2 | 23 December 2013 | 31 May 2014 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 27 July 2009 | 31 May 2014 |