SFC Licences of LI Kim Man 李儉文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Merrill Lynch Far East Limited | RE | 7 | 06 September 2013 | 01 September 2017 |
Merrill Lynch Far East Limited | RE | 2 | 07 October 2011 | 01 September 2017 |
Merrill Lynch Far East Limited | RE | 1 | 07 October 2011 | 01 September 2017 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 07 October 2011 | 01 September 2017 |
Merrill Lynch (Asia Pacific) Limited | RE | 7 | 07 October 2011 | 23 September 2013 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 7 | 29 July 2009 | 27 April 2011 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 29 July 2009 | 27 April 2011 |
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 29 July 2009 | 27 April 2011 |