SFC Licences of YEN Edward
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RE | 4 | 05 January 2017 | 15 August 2018 |
| UBS Securities Asia Limited | RE | 4 | 27 October 2016 | 02 November 2016 |
| UBS Securities Asia Limited | RE | 4 | 15 August 2016 | 17 August 2016 |
| UBS Securities Asia Limited | RE | 4 | 30 June 2016 | 08 July 2016 |
| UBS Securities Asia Limited | RE | 4 | 08 March 2016 | 15 March 2016 |
| UBS Securities Asia Limited | RE | 4 | 22 January 2016 | 28 January 2016 |
| UBS Securities Asia Limited | RE | 4 | 26 October 2015 | 02 November 2015 |
| UBS Securities Asia Limited | RE | 4 | 05 June 2015 | 12 June 2015 |
| UBS Securities Asia Limited | RE | 4 | 02 April 2015 | 10 April 2015 |
| UBS Securities Asia Limited | RE | 4 | 24 July 2009 | 13 August 2010 |