SFC Licences of KAN Pui Sai, Katie 簡貝茜
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Frontier Capital Management Limited 方達資本管理有限公司 | RE | 4 | 25 July 2022 | 09 November 2022 |
Frontier Capital Management Limited 方達資本管理有限公司 | RE | 1 | 25 July 2022 | 09 November 2022 |
Delta Asia Securities Limited 滙業證券有限公司 | RE | 1 | 03 May 2021 | 01 July 2022 |
Chow Sang Sang Securities Limited 周生生證券有限公司 | RE | 1 | 20 July 2009 | 30 April 2021 |