SFC Licences of YUN Heekyu

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
UBS Securities Hong Kong Limited RE 2 19 December 2016 10 January 2024
UBS Securities Hong Kong Limited RE 1 19 December 2016 10 January 2024
UBS Securities Asia Limited RE 2 21 July 2011 10 January 2024
UBS Securities Asia Limited RE 1 21 July 2011 10 January 2024
UBS Derivatives Hong Kong Limited RE 2 21 July 2011 18 December 2016
UBS Securities Hong Kong Limited RE 1 21 July 2011 18 December 2016
UBS Securities Hong Kong Limited RE 1 22 July 2009 07 March 2010
UBS Securities Asia Limited RE 1 22 July 2009 07 March 2010
UBS Securities Asia Limited RE 2 22 July 2009 07 March 2010
UBS Derivatives Hong Kong Limited RE 2 22 July 2009 07 March 2010