SFC Licences of CHU Hon Kit 朱瀚傑

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Donghai International Asset Management (Hong Kong) Limited 東海國際資產管理(香港)有限公司 RO 9 23 November 2023
Donghai International Asset Management (Hong Kong) Limited 東海國際資產管理(香港)有限公司 RE 9 09 December 2021 23 November 2023
Donghai International Securities (Hong Kong) Limited 東海國際證券(香港)有限公司 RO 1 28 January 2021
Donghai International Securities (Hong Kong) Limited 東海國際證券(香港)有限公司 RE 1 15 October 2020 28 January 2021
Kilmorey Asset Management Limited 金力資產管理有限公司 RO 9 02 April 2020 31 August 2020
Kilmorey Asset Management Limited 金力資產管理有限公司 RE 9 07 January 2020 02 April 2020
Kilmorey Securities Limited 金力証券有限公司 RO 1 27 June 2018 31 August 2020
Kilmorey Securities Limited 金力証券有限公司 RE 4 23 May 2018 31 August 2020
Kilmorey Securities Limited 金力証券有限公司 RE 1 15 May 2018 27 June 2018
Formax Securities Limited 福億證券有限公司 RE 2 07 March 2017 25 April 2018
Formax Securities Limited 福億證券有限公司 RE 1 07 March 2017 25 April 2018
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 13 July 2015 12 February 2017
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 13 July 2015 12 February 2017
TFI Securities and Futures Limited 天風國際證券與期貨有限公司 RE 1 21 October 2013 18 June 2015
TFI Securities and Futures Limited 天風國際證券與期貨有限公司 RE 2 04 October 2013 18 June 2015
Holly International Financial Holdings Limited 弘業國際金融控股有限公司 RE 2 30 July 2013 26 September 2013
Wing Fung Futures Limited 永豐期貨有限公司 RE 2 27 July 2009 31 October 2011
Wing Fung Forex Limited 永豐外匯有限公司 RE 3 27 July 2009 31 October 2011