SFC Licences of SOH Yangho 蘇良鎬
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 | RO | 9 | 11 May 2021 | |
RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 | RO | 4 | 11 May 2021 | |
RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 | RO | 1 | 11 May 2021 | |
RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 | RE | 9 | 10 January 2014 | 11 May 2021 |
RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 | RE | 4 | 10 January 2014 | 11 May 2021 |
RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 | RE | 1 | 10 January 2014 | 11 May 2021 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 26 June 2012 | 16 November 2013 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 23 July 2009 | 16 November 2013 |