SFC Licences of YAU Chi Man, Benjamin 游志文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Lianhe Ratings Global Limited 聯合評級國際有限公司 | RO | 10 | 23 December 2020 | 30 June 2023 |
| Lianhe Ratings Global Limited 聯合評級國際有限公司 | RE | 10 | 04 July 2019 | 23 December 2020 |
| Quam Capital Limited 華富建業企業融資有限公司 | RE | 1 | 30 October 2018 | 02 July 2019 |
| Quam Capital Limited 華富建業企業融資有限公司 | RE | 6 | 11 June 2018 | 02 July 2019 |
| HSBC Corporate Finance (Hong Kong) Limited | RE | 6 | 22 August 2014 | 09 September 2014 |
| Merrill Lynch (Asia Pacific) Limited | RE | 6 | 22 July 2009 | 29 March 2014 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 22 July 2009 | 29 March 2014 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 22 July 2009 | 29 March 2014 |
| Merrill Lynch Far East Limited | RE | 6 | 22 July 2009 | 29 March 2014 |
| Merrill Lynch Far East Limited | RE | 4 | 22 July 2009 | 29 March 2014 |
| Merrill Lynch Far East Limited | RE | 1 | 22 July 2009 | 29 March 2014 |