SFC Licences of LU Yajun 呂亞軍
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Bristol Capital Limited 嶺峰資本有限公司 | RO | 6 | 23 December 2019 | |
GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司 | RE | 6 | 13 August 2015 | 01 September 2017 |
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 6 | 28 March 2013 | 08 July 2015 |
BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 | RE | 6 | 27 July 2009 | 08 July 2015 |