SFC Licences of LU Yajun 呂亞軍

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Bristol Capital Limited 嶺峰資本有限公司 RO 6 23 December 2019
GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司 RE 6 13 August 2015 01 September 2017
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 6 28 March 2013 08 July 2015
BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 RE 6 27 July 2009 08 July 2015