SFC Licences of LIU Po Wen 劉博文

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司	RO	4	23 October 2019	07 July 2021
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司	RO	1	23 October 2019	07 July 2021
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司	RE	4	12 December 2017	23 October 2019
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司	RE	1	12 December 2017	23 October 2019
SDG Asset Management (HK) Limited 山金資產管理(香港)有限公司	RE	9	07 August 2017	09 November 2017
SDG Asset Management (HK) Limited 山金資產管理(香港)有限公司	RE	4	07 August 2017	09 November 2017
MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司	RE	1	14 May 2015	13 July 2016
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司	RE	4	04 June 2012	01 May 2015
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司	RE	1	04 June 2012	01 May 2015
Merrill Lynch Far East Limited	RE	2	20 August 2010	20 September 2011
Merrill Lynch (Asia Pacific) Limited	RE	1	22 July 2009	20 September 2011
Merrill Lynch Far East Limited	RE	1	22 July 2009	20 September 2011
Merrill Lynch Futures (Hong Kong) Limited	RE	2	22 July 2009	20 August 2010