SFC Licences of NG Siu Hang 吳紹恒

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Fosun International Securities Limited 復星國際證券有限公司 RE 1 14 February 2020
China PA Securities (Hong Kong) Company Limited 平證證券(香港)有限公司 RE 1 11 December 2019 09 February 2020
Ping An of China Futures (Hong Kong) Company Limited 中國平安期貨(香港)有限公司 RE 2 25 August 2017 09 February 2020
Ping An of China Securities (Hong Kong) Company Limited 中國平安証券(香港)有限公司 RE 1 25 August 2017 09 February 2020
Essence Futures (Hong Kong) Limited 安信期貨(香港)有限公司 RE 2 18 April 2016 29 July 2017
Essence International Securities (Hong Kong) Limited 安信國際證券(香港)有限公司 RE 1 18 April 2016 29 July 2017
China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 RE 3 15 December 2014 08 April 2016
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 1 29 April 2013 08 April 2016
China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 RE 2 09 November 2012 08 April 2016
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 RE 2 13 January 2011 11 April 2012
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE 1 13 January 2011 11 April 2012
Celestial Commodities Limited 時富商品有限公司 RE 2 23 July 2009 04 January 2011
Celestial Securities Limited 時富證券有限公司 RE 1 23 July 2009 04 January 2011