SFC Licences of CHAN Chi Keung 陳志強

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Topaz Capital Management Limited 瑭明資本管理有限公司 RE 9 16 July 2019
Topaz Financial Group Limited 瑭明金融集團有限公司 RE 4 16 July 2019
Topaz Financial Group Limited 瑭明金融集團有限公司 RE 2 27 November 2017
Topaz Financial Group Limited 瑭明金融集團有限公司 RE 1 27 November 2017
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 RE 4 26 May 2015 07 August 2017
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 RE 2 18 March 2010 07 August 2017
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 RE 1 29 July 2009 07 August 2017