SFC Licences of LING Pui Kwan 凌佩君
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
ZM Asset Management Limited 正美資產管理有限公司 | RO | 9 | 17 March 2021 | |
ZM Asset Management Limited 正美資產管理有限公司 | RO | 4 | 17 March 2021 | |
GF Futures (Hong Kong) Co., Limited 廣發期貨(香港)有限公司 | RE | 2 | 02 August 2011 | 14 December 2018 |
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 | RE | 1 | 02 August 2011 | 14 December 2018 |
Celestial Commodities Limited 時富商品有限公司 | RE | 2 | 23 July 2009 | 16 July 2011 |
Celestial Securities Limited 時富證券有限公司 | RE | 1 | 23 July 2009 | 16 July 2011 |