SFC Licences of LAM Wing Chi 林穎芝
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Cathaysia Securities Limited 華夏證券有限公司 | RE | 1 | 27 February 2018 | 11 February 2022 |
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 24 August 2009 | 31 October 2017 |