SFC Licences of LAM Wing Chi 林穎芝

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Cathaysia Securities Limited 華夏證券有限公司 RE 1 27 February 2018 11 February 2022
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 1 24 August 2009 31 October 2017