SFC Licences of LO Man Ching 盧敏禎
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| East Asia Futures Limited 東亞期貨有限公司 | RE | 2 | 03 April 2023 | |
| East Asia Securities Company Limited 東亞證券有限公司 | RE | 1 | 03 April 2023 | |
| Shacom Futures Limited 上商期貨有限公司 | RE | 5 | 18 July 2018 | 11 March 2023 |
| Shacom Futures Limited 上商期貨有限公司 | RE | 2 | 01 September 2016 | 11 March 2023 |
| East Asia Securities Company Limited 東亞證券有限公司 | RE | 1 | 04 June 2012 | 08 July 2016 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 3 | 03 June 2011 | 19 May 2012 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 4 | 06 May 2011 | 19 May 2012 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 14 June 2010 | 19 May 2012 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 14 June 2010 | 19 May 2012 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 1 | 27 July 2009 | 05 June 2010 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 | RE | 2 | 27 July 2009 | 05 June 2010 |