SFC Licences of KIM Joshua Taehyun
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 | RE | 4 | 24 October 2011 | 18 May 2012 |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 | RE | 1 | 24 October 2011 | 18 May 2012 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 4 | 14 January 2011 | 24 October 2011 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 1 | 14 January 2011 | 24 October 2011 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 29 July 2009 | 29 November 2010 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 29 July 2009 | 29 November 2010 |
| Merrill Lynch (Asia Pacific) Limited | RE | 6 | 29 July 2009 | 29 November 2010 |
| Merrill Lynch Far East Limited | RE | 1 | 29 July 2009 | 29 November 2010 |
| Merrill Lynch Far East Limited | RE | 4 | 29 July 2009 | 29 November 2010 |
| Merrill Lynch Far East Limited | RE | 6 | 29 July 2009 | 29 November 2010 |